An Overview of the Hong Kong and Singapore Regulatory Framework for Derivatives

This event will look at the Hong Kong and Singapore regulatory framework applicable to derivatives, including the licensing requirements and the rules governing clearing, margining and reporting of derivatives.

This course would be relevant to market participants looking to become familiar with the laws and regulations applicable to carrying on derivatives business as well as the regulatory aspects of trading in derivatives.

Educational Credits

To claim CLE (NY State), CPE (NABSA), CPD (England & Wales), CPD (SILE), Hong Kong CPD or CPT, you need to submit the Continuing Education Verification Form that can be found in the “Survey & Continuing Education” tab. On the form, you must select which type of credit you are seeking to receive. During the conference, watch and listen for verification codes that will be announced during each session. You must enter the correct codes on the Continuing Education Form and submit it at the the conclusion of the live event. 

After the event, attendance will be verified, and CLE and CPE certificates will be issued via email.

●  3.5 CLE Credit Hours (New York) Available – Transitional and Non-Transitional

●  3.5 CPE Credit Hours (NASBA) Available

●  3 CPD Credit Hours (England and Wales) Available

●  3 CPD Credit Hours (The Law Society of Hong Kong) Available

●  ISDA is recognized by the Securities and Futures Commission (“SFC”) as an approved Continuous Professional Training (“CPT”) course provider. Please click here for more information on SFC’s Guidelines on CPT.

●  This program is a SILE Accredited CPD Activity.

Public CPD Points: 3

Practice Area: Banking and Finance

Training Level: Intermediate

Participants who wish to obtain CPD Points (SILE) are reminded that they must comply strictly with the Attendance Policy set out in the CPD Guidelines. For this activity, this includes logging in at the start of the webinar and logging out at the conclusion of the webinar in the manner required by the organiser, and not being away from the entire activity for more than 15 minutes. Participants who do not comply with the Attendance Policy will not be able to obtain CPD Points for attending the activity. Please refer to http://www.sileCPDcentre.sg for more information.

To claim Singapore CPD (SILE), please submit your name and AAS number to ISDA Conference Department (Asia) at ISDAAP.RSVP@isda.org prior to the event.